Troy Smith (CRD# 1962458) is an Investment Advisor Representative working at Wake Wealth Management Company in Raleigh, NC and has over 33 years of experience in the finance industry. Troy Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wake Wealth Management Company | Raleigh, NC | Sep 2011 - Current | 12 |
| Grove Point Investments, LLC | Rockville, MD | Apr 2005 - Current | 19 |
| Independent Insurance Agent | Raleigh, NC | Jan 1990 - Current | 34 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1990 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1995 |
- NC
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Total Assets Under Management6MILLIONS
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Total Number of Accounts57ACCOUNTS
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Average Account Value$109,649
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC
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