William Sheehan, financial advisor Raleigh NC
88 score

William Sheehan

CRD Number: 6413842
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

William Sheehan (CRD# 6413842) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Raleigh, NC and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh, NC Oct 2014 - Current 2
Bank Of America, N.a. Raleigh, NC Oct 2014 - Current 2
Monmouth Park Race Track Oceanport, NJ May 2006 - Sep 2014 8
Paragon Marketing West Long Branch, NJ Apr 2014 - Aug 2014 < 1
Monmouth University West Long Branch, NJ Jan 2013 - Jul 2014 1
West Windsor Plainsboro South West Windsor Plainsboro, NJ May 2013 - Nov 2013 < 1
Monmouth University West Long Branch, NJ May 2010 - May 2013 3
International Flavor & Fragrances Hazlet, NJ Mar 2012 - Oct 2012 < 1
Sports Authority West Long Branch, NJ Dec 2011 - Apr 2012 < 1
Northcarolina State University Raleigh, NC Aug 2008 - Dec 2010 2
Brookedale Community College Lincroft, NJ Jan 2008 - May 2008 < 1
St. Leo University St. Leo, FL Aug 2006 - Dec 2007 1
Ruby Tuesdays Zephyrhills, FL Mar 2007 - May 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for William J. Sheehan
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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