Willis SmithCRD Number: 1311768
Current Firm: M Holdings Securities, Inc.
Willis Smith (CRD# 1311768) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Raleigh, NC and has over 32 years of experience in the finance industry.
Wiser Financial Coaching, LLC
Signator Investors, Inc.
Hornor, Townsend & Kent, Inc.
|Barry, Evans, Josephs & Snipes||Charlotte, NC||Jan 2016 - Current||1|
|M Holdings Securities, Inc.||Portland, OR||Mar 2013 - Current||4|
|Mack Financial Group, Inc.||Indianapolis, IN||Jan 2012 - Jan 2016||4|
|1st Bridgehouse Securities||Coral Gables, FL||Mar 2005 - Dec 2012||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
|S63||Uniform Securities State Law Examination||Mar 1985|
Total Assets Under Management958MILLIONS
Total Number of Accounts2,758ACCOUNTS
Average Account Value$347,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV