Frank Saldana, financial advisor Rancho Cucamonga CA
81 score

Frank Saldana

CRD Number: 5631165
Current Firm: J.p. Morgan Securities LLC

Frank Saldana (CRD# 5631165) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Rancho Cucamonga, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Grand Terrace, CA Oct 2012 - Current 4
Chase Investment Services Corp Riverside, CA May 2011 - Oct 2012 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Newport Beach, CA May 2010 - May 2011 1
Edward Jones St. Louis, MO Jan 2009 - Feb 2010 1
Self Emplyed - Independent Sales Representative Corona, CA Jun 2007 - Jan 2009 1
Citizens Business Bank Ontario, CA Oct 2006 - Jun 2007 < 1
Temecula Valley Bank Corona, CA Oct 2005 - Oct 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Frank Saldana
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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