Frank SaldanaCRD Number: 5631165
Current Firm: J.p. Morgan Securities LLC
Frank Saldana (CRD# 5631165) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Rancho Cucamonga, CA and has over 9 years of experience in the finance industry.
Ubs Financial Services Inc.
Eclectic Associates, Inc.
Asset Planning, Inc.
|J.p. Morgan Securities LLC||Grand Terrace, CA||Oct 2012 - Current||5|
|Chase Investment Services Corp||Riverside, CA||May 2011 - Oct 2012||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)||Newport Beach, CA||May 2010 - May 2011||1|
|Edward Jones||St. Louis, MO||Jan 2009 - Feb 2010||1|
|Self Emplyed - Independent Sales Representative||Corona, CA||Jun 2007 - Jan 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY