Mark Sharifi, financial advisor Rancho Cucamonga CA

Mark Sharifi

CRD Number: 4865040
Current Firm: Legacy Investment Services, LLC

Mark Sharifi (CRD# 4865040) is an Investment Advisor Representative working at Legacy Investment Services, LLC in Rancho Cucamonga, CA and has over 16 years of experience in the finance industry.

Similar Advisors
Veronica Aaron, financial advisor Rancho Cucamonga CA
Veronica M. Aaron
CRD# 2513561
Householder Group Estate & Retirement Specialists
Similar Advisors
Raul Aballi, financial advisor Rancho Cucamonga CA
Raul A. Aballi
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Carrie Abbott, financial advisor Rancho Cucamonga CA
Carrie E. Abbott
CRD# 6248372
Charles Schwab & Company, Inc.
Company Name Location Dates Years
Gradient Securities, LLC Arden Hills, MN Mar 2016 - Current 4
Legacy Investment Services, LLC Rancho Cucamonga, CA Aug 2007 - Current 13
Legacy Financial And Insurance Services, LLC Rancho Cucamonga, CA Aug 2003 - Current 17
Legacy Real Estate Financial, Inc. Rancho Cucamonga, CA Oct 2006 - Mar 2010 3
Gradient Securities, LLC Shoreview, MN Oct 2009 - Dec 2009 < 1
Bankers Life Brea, CA Sep 2007 - Jan 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2004
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Mark B. Sharifi
Phone Number: 909-948-0700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Mark Sharifi and other advisors.
Verified Page
Data verified by both the advisor and the public regulatory data.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.