Min SongCRD Number: 5300828
Current Firm: Td Ameritrade, Inc.
Min Song (CRD# 5300828) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Rancho Cucamonga, CA and has over 10 years of experience in the finance industry.
Eclectic Associates, Inc.
Commonwealth Financial Network
|Td Ameritrade Inc.||Rancho Cucamongo, CA||May 2008 - Current||9|
|Ubs Financial Services Inc.||Brea, CA||Feb 2007 - Mar 2008||1|
|Knl Tek, Inc.||Fountain Valley, CA||Jan 2002 - Dec 2006||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV