Jo Ann Kocen, financial advisor Rancho Mirage CA
77 score

Jo Ann Kocen

CRD Number: 1310511
Current Firm: The Kocen Financial Group, Inc.

Jo Ann Kocen (CRD# 1310511) is an Investment Advisor Representative working at The Kocen Financial Group, Inc. in Rancho Mirage, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Kocen Financial Group Rancho Mirage, CA Jan 1991 - Current 25

Jo Ann Kocen has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jo Ann Kocen
Phone Number: 760-324-4015
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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