Penny Houseman, financial advisor Rancho Mirage CA

Penny Houseman

CRD Number: 5760422
Current Firm: The Kocen Financial Group, Inc.

Penny Houseman (CRD# 5760422) is an Investment Advisor Representative working at The Kocen Financial Group, Inc. in Rancho Mirage, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
The Kocen Financial Group Rancho Mirage, CA Sep 2019 - Current 3
Jeffree Lee Financial Services Santa Cruz, CA Dec 2009 - Sep 2019 9
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2020
Contact Info for Penny J. Houseman
Phone Number: 760-324-4015
Firm Website: http://www.kfginc.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    141
    MILLIONS
  • Total Number of Accounts
    781
    ACCOUNTS
  • Average Account Value
    $180,212
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, MA, NE, NY, PA, TX

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