Stephen ChristianCRD Number: 5610251
Current Firm: Unionbanc Investment Services, LLC
Stephen Christian (CRD# 5610251) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Rancho Mirage, CA and has over 8 years of experience in the finance industry.
Centaurus Financial, Inc.
Balboa Wealth Partners, Inc.
First Heartland Consultants, Inc.
|Unionbanc Investment Services||Rancho Mirage, CA||Feb 2012 - Current||6|
|Union Bank||Rancho Mirage, CA||Jan 2012 - Current||6|
|Wells Fargo Advisors LLC||Palm Desert, CA||Jan 2011 - Oct 2011||< 1|
|Wells Fargo Investments, LLC||Palm Desert, CA||Oct 2008 - Oct 2011||3|
|Wells Fargo Bank||Palm Desert, CA||Dec 2006 - Oct 2011||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,188MILLIONS
Total Number of Accounts3,842ACCOUNTS
Average Account Value$309,327
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV