Stephen Christian, financial advisor Rancho Mirage CA
81 score

Stephen Christian

CRD Number: 5610251
Current Firm: Unionbanc Investment Services, LLC

Stephen Christian (CRD# 5610251) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Rancho Mirage, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Unionbanc Investment Services Rancho Mirage, CA Feb 2012 - Current 4
Union Bank Rancho Mirage, CA Jan 2012 - Current 4
Wells Fargo Advisors LLC Palm Desert, CA Jan 2011 - Oct 2011 < 1
Wells Fargo Investments, LLC Palm Desert, CA Oct 2008 - Oct 2011 3
Wells Fargo Bank Palm Desert, CA Dec 2006 - Oct 2011 4
Palm Desert National Bank Palm Desert, CA Sep 1988 - Dec 2006 18
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stephen A. Christian
Phone Number: 800-634-1100
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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