Lisa MillerCRD Number: 1467211
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lisa Miller (CRD# 1467211) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rancho Santa Fe, CA and has over 29 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Bank Of America, N.a.||Rancho Santa Fe, CA||Sep 2017 - Current||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Rancho Santa Fe, CA||Sep 2015 - Current||6|
|Core Power Yoga||Poway, CA||Jun 2011 - Oct 2016||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1992|
|S66||NASAA Uniform Combined State Law Examination||Feb 2017|
Total Assets Under Management1,084,544MILLIONS
Total Number of Accounts2,605,171ACCOUNTS
Average Account Value$416,304
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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