Lisa Miller, financial advisor Rancho Santa Fe CA

Lisa Miller

CRD Number: 1467211
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisa Miller (CRD# 1467211) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rancho Santa Fe, CA and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Rancho Santa Fe, CA Sep 2017 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rancho Santa Fe, CA Sep 2015 - Current 6
Core Power Yoga Poway, CA Jun 2011 - Oct 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1992
S66 NASAA Uniform Combined State Law Examination Feb 2017
Contact Info for Lisa L. Miller
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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