Brian GarciaCRD Number: 5605913
Current Firm: Wells Fargo Clearing Services, LLC
Brian Garcia (CRD# 5605913) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Rancho Santa Margarita, CA and has over 9 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Rs Crum Inc.
Ubs Financial Services Inc.
|Wells Fargo Clearing Services, LLC||Laguna Hills, CA||Nov 2016 - Current||1|
|Wells Fargo Bank, N.a.||Laguna Hills, CA||Jan 2006 - Current||12|
|Wells Fargo Advisors LLC||Laguna Hills, CA||May 2010 - Nov 2016||6|
|Wells Fargo Investments, LLC||San Clemente, CA||Oct 2008 - May 2010||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2009|
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY