Jon JohnsonCRD Number: 5337104
Current Firm: Signal Securities, Inc.
Jon Johnson (CRD# 5337104) is an Investment Advisor Representative working at Signal Securities, Inc. in Rapid City, SD and has over 10 years of experience in the finance industry.
Fsc Securities Corporation
Wells Fargo Clearing Services, LLC
|Signal Securities, Inc.||Fort Worth, TX||Jan 2010 - Current||8|
|Jj Advisor Services||Rapid City, SD||Feb 2009 - Current||9|
|Jo Mama Says||Wheatridge, CO||May 1996 - Current||22|
|Raymond James Financial Services Inc.||Rapid City, SD||Oct 2009 - Jan 2010||< 1|
|Grable Investment Services||Rapid City, SD||Oct 2009 - Jan 2010||< 1|
|Various Insurance Carriers For W & R Insurance Agencies||Rapid City, SD||Aug 2007 - Oct 2009||2|
|Waddell & Reed Inc.||Rapid City, SD||May 2007 - Oct 2009||2|
|Bear Tracks Inc.||Rapid City, SD||Jan 2002 - Feb 2009||7|
|Chingo Inc.||Rapid City, SD||Nov 2005 - Aug 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management341MILLIONS
Total Number of Accounts1,536ACCOUNTS
Average Account Value$222,072
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, FL, GA, LA, MA, MI, MO, NJ, NV, OH, OK, SD, TX, VA, WY
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