Jon Johnson, financial advisor Rapid City SD
73 score

Jon Johnson

CRD Number: 5337104
Current Firm: Signal Securities, Inc.

Jon Johnson (CRD# 5337104) is an Investment Advisor Representative working at Signal Securities, Inc. in Rapid City, SD and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Signal Securities, Inc. Fort Worth, TX Jan 2010 - Current 6
Jj Advisor Services Rapid City, SD Feb 2009 - Current 7
Jo Mama Says Wheatridge, CO May 1996 - Current 20
Raymond James Financial Services Inc. Rapid City, SD Oct 2009 - Jan 2010 < 1
Grable Investment Services Rapid City, SD Oct 2009 - Jan 2010 < 1
Various Insurance Carriers For W & R Insurance Agencies Rapid City, SD Aug 2007 - Oct 2009 2
Waddell & Reed Inc. Rapid City, SD May 2007 - Oct 2009 2
Bear Tracks Inc. Rapid City, SD Jan 2002 - Feb 2009 7
Chingo Inc. Rapid City, SD Nov 2005 - Aug 2008 2
Jon Johnson (self Employed) Rapid City, SD Jul 2005 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Jon D. Johnson
Phone Number: 817-877-4256
Registered State(s):
  • CA
  • SD
  • CO
By the Numbers
  • Total Assets Under Management
    263
    MILLIONS
  • Total Number of Accounts
    1,366
    ACCOUNTS
  • Average Account Value
    $192,752
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, LA, MA, MI, MO, NJ, NV, OH, OK, SD, TX

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BADGES
73

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