Kathi Spurr (CRD# 2058442) is an Investment Advisor Representative working at Spurr Financial Investment Services, LLC in Alton Bay, NH and has over 33 years of experience in the finance industry.
CRD# 1132965
Lincoln Financial Advisors Corporation
CRD# 6169230
Cetera Investment Advisers LLC
CRD# 5166150
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Spurr Financial Investment Services, LLC | Reading, MA | Jan 2017 - Current | 7 |
| Ms Howells & Co | Reading, MA | Jan 2017 - Jun 2018 | 1 |
| H.d. Vest Investment Services, Inc. | Reading, MA | Oct 2005 - Jan 2017 | 11 |
| H.d. Vest Advisory Services, Inc. | Reading, MA | Oct 2005 - Jan 2017 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1990 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- NH
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Total Assets Under Management26MILLIONS
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Total Number of Accounts96ACCOUNTS
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Average Account Value$267,135
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA, NH
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