Kevin Broderick, financial advisor Reading PA

Kevin Broderick

CRD Number: 6517727
Current Firm: Wells Fargo Clearing Services, LLC

Kevin Broderick (CRD# 6517727) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Reading, PA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Quarryville, PA Nov 2016 - Current 5
Prosound Entertainment Kirkwood, PA Nov 2008 - Current 13
Wells Fargo Bank, Na Quarryville, PA May 2014 - Jun 2018 4
Wells Fargo Advisors, LLC Quarryville, PA Jun 2015 - Nov 2016 1
Phoenix Freight Folcroft, PA Jan 2003 - May 2014 11
Fairfield Displays & Lighting Harleysville, PA May 2010 - Apr 2014 3
Fairfield Displays & Lighting Harleysville, PA May 2010 - Apr 2014 3
Fairfield Display & Lighting Harleysville, PA May 2010 - Apr 2014 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2015
S66 NASAA Uniform Combined State Law Examination Nov 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kevin R. Broderick
Phone Number: 314-875-3000
Registered State(s):
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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