Derek Swanner, financial advisor Red Bank NJ
93 score

Derek Swanner

CRD Number: 5434613
Current Firm: Ameriprise Financial Services, Inc.

Derek Swanner (CRD# 5434613) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Red Bank, NJ and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Red Bank, NJ Aug 2015 - Current 1
Quasar Distributors, LLC Milwaukee, WI Mar 2013 - Current 3
Wbi Investments Red Bank, NJ Dec 2012 - Current 4
Blackrock Princeton, NJ Jun 2007 - Dec 2012 5
Chubb Insurance Whitehouse Station, NJ Jun 2006 - Jun 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2008
Contact Info for Derek D. Swanner
Phone Number: 612-671-3131
Registered State(s):
  • CT
  • MN
  • NJ
  • PA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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