James Tucker, financial advisor Red Bank NJ
88 score

James Tucker

CRD Number: 6080787
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Tucker (CRD# 6080787) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, NJ and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Red Bank, NJ Oct 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank, NJ Jun 2014 - Current 2
Penn State University University Park, PA Aug 2010 - May 2014 3
Northwestern Mutual Shrewsbury, NJ Jun 2013 - Aug 2013 < 1
Merrill Lynch Red Bank, NJ Jun 2012 - Aug 2012 < 1
Bayside Bar & Grill Keyport, NJ Jun 2009 - Aug 2012 3
Mater Dei High School Middletown, NJ Sep 2006 - May 2010 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for James D. Tucker
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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