Philip AuerbachCRD Number: 4203261
Current Firm: Esi Financial Advisors
Philip Auerbach (CRD# 4203261) is an Investment Advisor Representative working at Esi Financial Advisors in Red Bank, NJ and has over 13 years of experience in the finance industry.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ameriprise Financial Services, LLC
|Equity Services, Inc.||Montpelier, VT||Feb 2021 - Current||< 1|
|Integrated Financial Concepts Llc / National Life Ins Co||Red Bank, NJ||Jan 2021 - Current||< 1|
|Bankers Life Securities Inc.||Parsippany, NJ||Dec 2016 - Jan 2021||4|
|Bankers Life & Casualty||Parsippany, NJ||Oct 2016 - Jan 2021||4|
|Unemployed||Parsippany, NJ||Apr 2016 - Oct 2016||< 1|
|Wunderlich Securities, Inc.||Memphhis, TN||Jul 2010 - Mar 2016||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S66||NASAA Uniform Combined State Law Examination||May 2019|
Total Assets Under Management1,759MILLIONS
Total Number of Accounts9,572ACCOUNTS
Average Account Value$183,731
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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