Philip Auerbach, financial advisor Red Bank NJ

Philip Auerbach

CRD Number: 4203261
Current Firm: Esi Financial Advisors

Philip Auerbach (CRD# 4203261) is an Investment Advisor Representative working at Esi Financial Advisors in Red Bank, NJ and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Equity Services, Inc. Montpelier, VT Feb 2021 - Current < 1
Integrated Financial Concepts Llc / National Life Ins Co Red Bank, NJ Jan 2021 - Current < 1
Bankers Life Securities Inc. Parsippany, NJ Dec 2016 - Jan 2021 4
Bankers Life & Casualty Parsippany, NJ Oct 2016 - Jan 2021 4
Unemployed Parsippany, NJ Apr 2016 - Oct 2016 < 1
Wunderlich Securities, Inc. Memphhis, TN Jul 2010 - Mar 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2008
S66 NASAA Uniform Combined State Law Examination May 2019
Contact Info for Philip A. Auerbach
Phone Number: 800-344-7437
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,759
    MILLIONS
  • Total Number of Accounts
    9,572
    ACCOUNTS
  • Average Account Value
    $183,731
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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