Richard Perry, financial advisor Red Bank NJ
83 score

Richard Perry

CRD Number: 3046703
Current Firm: National Asset Management, Inc.

Richard Perry (CRD# 3046703) is an Investment Advisor Representative working at National Asset Management, Inc. in Red Bank, NJ and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
National Securities Corp New York, NY Jan 2016 - Current < 1
Ubs Financial Services Inc. Red Bank, NJ Dec 2011 - Jan 2016 4
Wells Fargo Advisors Financial Network LLC Avon By The Sea, NJ May 2009 - Dec 2011 2
Wachovia Securities Financial Network, Llc (11025) Avon By The Sea, NJ Dec 2007 - May 2009 1
Wachovia Securities Llc (19616) Spring Lake, NJ Jul 2003 - Dec 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard A. Perry
Phone Number: 206-343-6238
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,051
    MILLIONS
  • Total Number of Accounts
    5,573
    ACCOUNTS
  • Average Account Value
    $188,616
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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