Robert Travis, financial advisor Red Bank NJ
93 score

Robert Travis

CRD Number: 1255942
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Robert Travis (CRD# 1255942) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, NJ and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Red Bank, NJ Mar 2012 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank, NJ Oct 2011 - Current 5
Morgan Stanley Smith Barney Shrewsbury, NJ Jun 2009 - Oct 2011 2
Citigroup Global Markets Inc. Shrewsbury, NJ Aug 1996 - Jun 2009 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Oct 1991
Contact Info for Robert J. Travis
Phone Number: 800-637-7455
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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