Thomas Yorke, financial advisor Red Bank NJ

Thomas Yorke

CRD Number: 1499991
Current Firm: Oceanic Capital Management LLC
Compensation Model: Fee Only

Thomas H Yorke (CRD# 1499991) is an Investment Advisor Representative working at Oceanic Capital Management LLC in Red Bank, NJ and has over 30 years of experience in the finance industry. Thomas Yorke has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

CONTACT
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Professional Designations
Company Name Location Dates Years
Sagepoint Fnancial Phoenix, AZ Jun 2015 - Current 5
Oceanic Capital Management LLC Rumson, NJ Dec 2007 - Current 13
Advisors Asset Management, Inc. Monument, CO Sep 2010 - Jul 2013 2
Refco Securities, LLC New York, NY Oct 1997 - Mar 2008 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1987
S65 NASAA Investment Advisors Law Examination Mar 2008
Contact Info for Thomas H. Yorke
Phone Number: 732-345-1533
Registered State(s):
  • NJ
  • PA
  • NY
By the Numbers
  • Total Assets Under Management
    34
    MILLIONS
  • Total Number of Accounts
    80
    ACCOUNTS
  • Average Account Value
    $423,705
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

NJ, PA

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