James Loquai (CRD# 5115146) is an Investment Advisor Representative working at Excel Financial, LLC in Red Wing, MN and has over 17 years of experience in the finance industry. James Loquai has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2699220
Lpl Financial LLC
CRD# 4377100
St. Croix Advisors, LLC
CRD# 6703901
Edward Jones
Company Name | Location | Dates | Years |
---|---|---|---|
Deep Geo, Inc. | Middletown, RI | Jan 2020 - Current | 4 |
Excel Financial, LLC | Red Wing, MN | Jan 2008 - Current | 16 |
Sole Proprietor | Red Wing, MN | Jul 2006 - Current | 17 |
S2tech, Inc. | Red Wing, MN | Jan 2006 - Dec 2014 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Jul 2006 |
- FL
- MN
- TX
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Total Assets Under Management320MILLIONS
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Total Number of Accounts1,070ACCOUNTS
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Average Account Value$298,604
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CO, FL, MN, TX, WI
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