Richard Thomas (CRD# 5983873) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Enumclaw, WA and has over 11 years of experience in the finance industry.
CRD# 5925615
Securities America Advisors, Inc.
CRD# 7043324
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4387214
Columbia River Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Weststar Prosperity Partners | Enumclaw, WA | Oct 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
| Voya Financial Advisors, Inc. | Fife, WA | May 2019 - Jun 2021 | 2 |
| Cetera Advisor Networks | El Segundo, CA | May 2019 - May 2019 | < 1 |
| Cetera Advisor Networks | Fife, WA | May 2019 - May 2019 | < 1 |
| Unemployed | Enumclaw, WA | Jan 2019 - May 2019 | < 1 |
| Cuso Financial Services, LP | San Diego, CA | Mar 2017 - Dec 2018 | 1 |
| Kestra Financial Services, Inc. | Austin, TX | Apr 2016 - Mar 2017 | < 1 |
| Cashman Consulting | Redmond, WA | Jun 2014 - Mar 2017 | 2 |
| Nfp Securities Inc. | Austin, TX | Jun 2014 - Apr 2016 | 1 |
| Ameriprise Financial Services | Bellevue, WA | Sep 2012 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2012 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2012 |
- WA
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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