Kathleen Adams (CRD# 3266692) is an Investment Advisor Representative working at Second 50 Financial in Manhattan Beach, CA and has over 24 years of experience in the finance industry. Kathleen Adams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Second 50 Financial, LLC | Manhattan Beach, CA | Jan 2021 - Current | 3 |
| Ashton Thomas Private Wealth, LLC | Scottsdale, AZ | Feb 2021 - Jun 2022 | 1 |
| Ashton Thomas Insurance Agency | Scottsdale, AZ | Feb 2021 - Jun 2022 | 1 |
| Royal Alliance Associates, Inc. | Redondo Beach, CA | Nov 2018 - Feb 2021 | 2 |
| Signature Estate & Investment Advisors, LLC | Redondo Beach, CA | Nov 2012 - Feb 2021 | 8 |
| Various Insurance Carriers | Manhattan Beach, CA | Nov 1999 - Feb 2021 | 21 |
| Jhfn Sii | Redondo Beach, CA | Dec 2012 - Nov 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 1999 |
- AZ
- CA
- TX
-
Total Assets Under Management222MILLIONS
-
Total Number of Accounts397ACCOUNTS
-
Average Account Value$558,680
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, IL, TX
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