Lori Perez, financial advisor Redwood City CA
93 score

Lori Perez

CRD Number: 5537159
Current Firm: Unionbanc Investment Services, LLC

Lori Perez (CRD# 5537159) is an Investment Advisor Representative working at Unionbanc Investment Services, LLC in Redwood City, CA and has over 8 years of experience in the finance industry.

Company Name Location Dates Years
Unionbanc Investment Services San Carlos, CA May 2008 - Current 8
Union Bank Of California San Carlos, CA Jan 1998 - Current 19
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Lori K. Perez
Phone Number: 800-634-1100
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    773
    MILLIONS
  • Total Number of Accounts
    3,196
    ACCOUNTS
  • Average Account Value
    $241,970
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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