Ying Ying JingCRD Number: 4626484
Current Firm: Oceaniq Capital, LLC
Ying Ying Jing (CRD# 4626484) is an Investment Advisor Representative working at Oceaniq Capital, LLC in Redwood Shores, CA and has over 14 years of experience in the finance industry.
Skyoak Wealth Management, Inc.
Blossom Wealth Management, LLC
Parker Investment Management, LLC
|Oceaniq Capital, LLC||San Francisco, CA||Jan 2014 - Current||4|
|Sf Sentry Securities, Inc.||San Francisco, CA||Jan 2014 - Jul 2015||1|
|Credit Suisse Securities (usa) LLC||San Francisco, CA||Jul 2012 - Dec 2013||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Palo Alto, CA||Oct 2009 - Jul 2012||2|
|Banc Of America Investment Services, Inc.||Palo Alto, CA||Jun 2009 - Oct 2009||< 1|
|Chase||Foster City, CA||Apr 2009 - May 2009||< 1|
|Bank Of America Investment Services Inc.||Fremont, CA||Sep 2008 - Jan 2009||< 1|
|Bank Of America Na||Fremont, CA||Sep 2008 - Jan 2009||< 1|
|Banco Santander||San Francisco, CA||Sep 2007 - Jun 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2003|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management68MILLIONS
Total Number of Accounts170ACCOUNTS
Average Account Value$399,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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