John LiCRD Number: 1015731
Current Firm: Ameriprise Financial Services, Inc.
John Li (CRD# 1015731) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Rehoboth Beach, DE and has over 35 years of experience in the finance industry.
Focus Wealth Advisors LLC
Boraski, John Q
Investacorp Advisory Services Inc.
|Ameriprise Financial Services Inc.||Rehoboth Beach, DE||Nov 2013 - Current||3|
|Lpl Financial||San Diego, CA||Sep 2009 - Oct 2013||4|
|Rbc Capital Markets Corporation||Rockville, MD||Mar 2009 - Sep 2009||< 1|
|Ferris, Baker Watts Incorporated||Suite 210 Rockville, MD||Aug 1994 - Mar 2009||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1981|
|S65||NASAA Investment Advisors Law Examination||May 2001|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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