Michael Mendiola, financial advisor Reno NV
81 score

Michael Mendiola

CRD Number: 4452785
Current Firm: Lpl Financial LLC

Michael Mendiola (CRD# 4452785) is an Investment Advisor Representative working at Lpl Financial LLC in Reno, NV and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial Reno, NV Dec 2012 - Current 4
Edward Jones St Louis, MO Mar 2009 - Dec 2012 3
Wachovia Securities, LLC Reno, NV Jan 2008 - Mar 2009 1
A.g. Edwards & Sons, Inc. Reno, NV Sep 2001 - Mar 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S66 NASAA Uniform Combined State Law Examination May 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael F. Mendiola
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • NV
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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