Richard Johnson, financial advisor Reno NV
93 score

Richard Johnson

CRD Number: 4483534
Current Firm: Advisors Asset Management, Inc.

Richard Johnson (CRD# 4483534) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Reno, NV and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Advisors Asset Management, Inc. Monument, CO Jan 2011 - Current 5
Manager Connect Glen Ellyn, IL Jun 2008 - Current 8
Ausdal Financial Partners, Inc. Davenport, IA May 2010 - Nov 2010 < 1
Chase Investment Services Corp Wheaton, IL May 2007 - Jun 2008 1
U.s. Bancorp Investments, Inc. Rosemont, IL Aug 2006 - May 2007 < 1
Claymore Securities, Inc. Lisle, IL Nov 2001 - Aug 2006 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2001
Contact Info for Richard S. Johnson
Phone Number: 719-488-9956
Firm Website: http://www.aamlive.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    810
    MILLIONS
  • Total Number of Accounts
    821
    ACCOUNTS
  • Average Account Value
    $986,394
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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