John ReinthalerCRD Number: 3005980
Current Firm: Heck Capital Advisors, LLC
John Reinthaler (CRD# 3005980) is an Investment Advisor Representative working at Heck Capital Advisors, LLC in Rhinelander, WI and has over 18 years of experience in the finance industry.
Commonwealth Financial Network
Cambridge Investment Research Advisors, Inc.
Packerland Brokerage Services, Inc.
|Heck Capital Advisors, LLC||Rhinelander, WI||May 2007 - Current||9|
|Salomon Smith Barney Inc.||Rhinelander, WI||Feb 1998 - May 2007||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management3,068MILLIONS
Total Number of Accounts1,742ACCOUNTS
Average Account Value$1,761,360
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, FL, IL, IN, MI, MN, NC, NE, TX, WI