Judith Brown, financial advisor Richfield OH
81 score

Judith Brown

CRD Number: 4633838
Current Firm: Charles Schwab & Company, Inc.

Judith Brown (CRD# 4633838) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Richfield, OH and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Richfield, OH Dec 2006 - Current 11
Wildtree Nashville, TN May 2009 - May 2011 2
Schwab Retirement Plan Services, Inc. Richfield, OH Dec 2006 - Dec 2008 2
Metropolitan Life Insurance Company Broadview Heights, OH Dec 2004 - Dec 2006 2
Metlife Securities, Inc. Broadview Heights, OH Dec 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S66 NASAA Uniform Combined State Law Examination Jan 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Judith A. Brown
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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