Judith BrownCRD Number: 4633838
Current Firm: Charles Schwab & Company, Inc.
Judith Brown (CRD# 4633838) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Richfield, OH and has over 14 years of experience in the finance industry.
Strategic Wealth Partners, Ltd.
Summit Wealth Partners, LLC
|Charles Schwab & Company, Inc.||Richfield, OH||Dec 2006 - Current||10|
|Wildtree||Nashville, TN||May 2009 - May 2011||2|
|Schwab Retirement Plan Services, Inc.||Richfield, OH||Dec 2006 - Dec 2008||2|
|Metropolitan Life Insurance Company||Broadview Heights, OH||Dec 2004 - Dec 2006||2|
|Metlife Securities, Inc.||Broadview Heights, OH||Dec 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2003|
|S66||NASAA Uniform Combined State Law Examination||Jan 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV