William MatthewsCRD Number: 4517372
Current Firm: Charles Schwab & Company, Inc.
William Matthews (CRD# 4517372) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Richfield, OH and has over 15 years of experience in the finance industry. William Matthews has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Strategic Wealth Partners, Ltd.
Summit Wealth Partners, LLC
|Charles Schwab & Company, Inc.||Richfield, OH||Oct 2012 - Current||4|
|Charles Schwab Bank||Richfield, OH||Oct 2012 - Current||4|
|Schwab Retirement Plan Services, Inc.||Richfield, OH||Jan 2011 - Oct 2012||1|
|Charles Schwab & Company, Inc.||Richfield, OH||Oct 2007 - Dec 2010||3|
|American Express Financial Advisors Inc.||Elyria, OH||Jun 2002 - Oct 2007||5|
|Ids Life Insurance Company||Elyria, OH||Jun 2002 - Oct 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV