Kaleb Frawley, financial advisor Richland Center WI

Kaleb Frawley

CRD Number: 5415756
Current Firm: Commonwealth Financial Network

Kaleb Frawley (CRD# 5415756) is an Investment Advisor Representative working at Commonwealth Financial Network in Richland Center, WI and has over 11 years of experience in the finance industry.

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Commonwealth Financial Network
Company Name Location Dates Years
Commonwealth Financial Network Waltham, MA Jul 2016 - Current 7
Rewald, Sebranek & Frawley, LLC Richland Center, WI Aug 2014 - Current 9
Raymond James Financial Services Advisors Inc. Richland Center, WI Apr 2012 - May 2016 4
Raymond James Financial Services Richland Center, WI Jan 2012 - May 2016 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kaleb M. Frawley
Phone Number: 781-736-0700
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    177,032
    MILLIONS
  • Total Number of Accounts
    623,075
    ACCOUNTS
  • Average Account Value
    $284,126
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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