Carter Neal, financial advisor Richmond VA
88 score

Carter Neal

CRD Number: 6363313
Current Firm: Wells Fargo Advisors, LLC

Carter Neal (CRD# 6363313) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Richmond, VA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Richmond, VA Jan 2015 - Current 1
Minnesota Life St. Paul, MN Jul 2014 - Jan 2015 < 1
Virginia Asset Management Midlothian, VA Jul 2014 - Jan 2015 < 1
Securian Financial Services Inc. St. Paul, MN Jul 2014 - Jan 2015 < 1
Securian Financial Services Inc. St. Paul, MN Jun 2014 - Jul 2014 < 1
Virginia Tech Blacksburg, VA Aug 2010 - Jun 2014 3
Butterfly Swiss Mechanicsville, VA Jan 2013 - Oct 2013 < 1
Rentlikechampion.com Richmond, VA May 2012 - Oct 2012 < 1
Virginia Tech Sports Marketing Blacksburg, VA May 2012 - Jul 2012 < 1
Rockville Center Rockville, VA May 2010 - Jul 2010 < 1
Patrick Henry High School Ashland, VA Jun 2004 - Apr 2010 5
Rockville Center Rockville, VA May 2009 - Aug 2009 < 1
Rockville Center Rockville, VA May 2008 - Aug 2008 < 1
Rockville Center Rockville, VA May 2007 - Aug 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for Carter M. Neal
Phone Number: 314-875-3000
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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