Catherine Boswell, financial advisor Richmond VA
93 score

Catherine Boswell

CRD Number: 1318182
Current Firm: Caprin Asset Management, LLC

Catherine Boswell (CRD# 1318182) is an Investment Advisor Representative working at Caprin Asset Management, LLC in Richmond, VA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Caprin Asset Management Richmond, VA Aug 2013 - Current 3
None Richmond, VA Oct 2010 - Aug 2013 2
Financeware, Inc. Richmond, VA Aug 2005 - Oct 2010 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2014
S63 Uniform Securities State Law Examination May 1986
Contact Info for Catherine C. Boswell
Phone Number: 804-648-3333
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,266
    MILLIONS
  • Total Number of Accounts
    975
    ACCOUNTS
  • Average Account Value
    $1,298,115
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, DC, FL, GA, KY, LA, MD, NC, NJ, NY, PA, SC, SD, TN, TX, VA, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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