Coleman Pollard, financial advisor Richmond VA
93 score

Coleman Pollard

CRD Number: 3173234
Current Firm: Northwestern Mutual Investment Services,llc

Coleman Pollard (CRD# 3173234) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Richmond, VA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jun 2010 - Current 6
Northwestern Mutual Investment Services, LLC Richmond, VA Mar 1999 - Current 17
Northwestern Mutual Life Ins Co Milwaukee, WI Jan 1999 - Current 17
University Of Richmond (mba Program) Richmond, VA Sep 1996 - Current 20
Northwestern Mutual Investment Service, LLC Richmond, VA May 2006 - Mar 2016 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Coleman W. Pollard
Phone Number: 866-664-7737
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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