Dale Herndon (CRD# 3086142) is an Investment Advisor Representative working at Stifel Independent Advisors, LLC in Holmes Beach, FL and has over 25 years of experience in the finance industry.
CRD# 6120456
Sage Wealth Consulting, LLC
CRD# 5983189
Edward Jones
CRD# 6312608
Advice And Planning Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Independent Advisors, LLC | Richmond, VA | Nov 2021 - Current | 2 |
| Wells Fargo Advisors Financial Network, LLC | Richmond, VA | Jan 2017 - Nov 2021 | 4 |
| Wells Fargo Clearing Services, LLC | Richmond, VA | Nov 2016 - Jan 2017 | < 1 |
| Wells Fargo Advisors LLC | Richmond, VA | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1998 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1998 |
- FL
- TX
- VA
-
Total Assets Under Management3,557MILLIONS
-
Total Number of Accounts9,973ACCOUNTS
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Average Account Value$356,615
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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