James Ruffin, financial advisor Richmond VA
93 score

James Ruffin

CRD Number: 5390979
Current Firm: Wells Fargo Advisors, LLC

James Ruffin (CRD# 5390979) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Richmond, VA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Richmond, VA Sep 2010 - Current 6
Suntrust Investment Services, Inc. Atlanta, GA Jul 2008 - Sep 2010 2
Edward Jones St. Louis, MO Jul 2007 - May 2008 < 1
Cheat Code Central Charlottesville, VA Jan 2007 - Jul 2007 < 1
Glenmore Country Club Charlottesville, VA Sep 2006 - Jan 2007 < 1
Unemployed Charlottesville, VA Jan 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2007
Contact Info for James T. Ruffin
Phone Number: 314-875-3000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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