James Winters, financial advisor Richmond VA
93 score

James Winters

CRD Number: 1315829
Current Firm: H. Beck, Inc.

James Winters (CRD# 1315829) is an Investment Advisor Representative working at H. Beck, Inc. in Richmond, VA and has over 31 years of experience in the finance industry.

Similar Advisors
Robert Freeman, financial advisor Richmond VA
Robert M. Freeman
CRD# 2788977
Morse Capital Partners, LLC
Score
105
Similar Advisors
William Keeney, financial advisor Richmond VA
William A. Keeney
CRD# 6053833
Hornor, Townsend & Kent, Inc.
Score
103
Similar Advisors
Charles Roberts, financial advisor Richmond VA
Charles R. Roberts
CRD# 846282
Financial Freedom Planners
Score
103
Company Name Location Dates Years
H. Beck, Inc. Rockville, MD Nov 2005 - Current 11
Commonwealth Pension Management Richmond, VA Jan 1998 - Current 18
Sentinel Retirement Richmond, VA Aug 2012 - Dec 2013 1
#ia Winters, Jr. James Allan Richmond, VA May 1995 - Dec 2007 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1985
S65 NASAA Investment Advisors Law Examination Mar 1994
Contact Info for James C. Winters
Phone Number: 301-468-0100
Firm Website: https://www.hbeckinc.com
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,825
    MILLIONS
  • Total Number of Accounts
    10,457
    ACCOUNTS
  • Average Account Value
    $174,531
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.