Karen Higgins, financial advisor Richmond VA

Karen Higgins

CRD Number: 1292160
Current Firm: Ameriprise Financial Services, LLC

Karen Higgins (CRD# 1292160) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Richmond, VA and has over 37 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, LLC Richmond, VA Mar 2020 - Current 4
Ameriprise Financial Services, Inc. Richmond, VA Apr 2015 - Current 8
Wells Fargo Advisors LLC Richmond, VA May 2009 - Apr 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1986
S65 NASAA Investment Advisors Law Examination Apr 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Karen D. Higgins
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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