Michael Maddocks, financial advisor Richmond VA
93 score

Michael Maddocks

CRD Number: 1908174
Current Firm: Lpl Financial LLC

Michael Maddocks (CRD# 1908174) is an Investment Advisor Representative working at Lpl Financial LLC in Richmond, VA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Williamsburg, VA Feb 2013 - Current 3
Middleburg Bank Williamsburg, VA Aug 2008 - Current 8
Infinex Investments, Inc. Williamsburg, VA Aug 2008 - Feb 2013 4
Uvest Financial Services Charlotte, NC Jul 2006 - Aug 2008 2
Old Point National Bank Williamsburg, VA Jun 2006 - Aug 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1995
S66 NASAA Uniform Combined State Law Examination Jan 2001
Contact Info for Michael D. Maddocks
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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