Yusi LinCRD Number: 5539543
Current Firm: Suntrust Investment Services, Inc.
Yusi Lin (CRD# 5539543) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Richmond, VA and has over 8 years of experience in the finance industry.
Morse Capital Partners, LLC
Hornor, Townsend & Kent, Inc.
Financial Freedom Planners
|Suntrust Investment Services, Inc.||Atlanta, GA||Nov 2013 - Current||3|
|Suntrust Bank||Richmond, VA||Oct 2013 - Current||3|
|Wells Fargo Advisors LLC||Glen Allen, VA||May 2009 - Oct 2013||4|
|Wachovia Bank, N.a.||Richmond, VA||Jun 2008 - Oct 2013||5|
|Wachovia Securities, LLC||Richmond, VA||Jun 2008 - May 2009||< 1|
|Unemployed||Richmond, VA||Jul 2007 - Jun 2008||< 1|
|Hsbc Bank (china) Companyltd||Guangzhou,||Feb 2005 - Jun 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2008|
|S65||NASAA Investment Advisors Law Examination||Aug 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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