James Hurley, financial advisor Ridgefield CT
93 score

James Hurley

CRD Number: 4519274
Current Firm: Morgan Stanley

James Hurley (CRD# 4519274) is an Investment Advisor Representative working at Morgan Stanley in Ridgefield, CT and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Ridgefield, CT Oct 2011 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orange, CT Oct 2009 - Oct 2011 2
Bank Of America, Na Fairfield, CT Oct 2009 - Oct 2009 < 1
Bank Of America, N.a. Clinton, CT Mar 2006 - Oct 2009 3
Banc Of America Investment Services, Inc. Clinton, CT Mar 2006 - Oct 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2002
Contact Info for James Hurley
Phone Number: 914-225-5510
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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