Robert Walton, financial advisor Ridgeland MS
63 score

Robert Walton

CRD Number: 1313208
Current Firm: Raymond James Financial Services Advisors, Inc.

Robert Walton (CRD# 1313208) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Ridgeland, MS and has over 31 years of experience in the finance industry.

Similar Advisors
Kelly Jennings, financial advisor Ridgeland MS
Kelly J. Jennings
CRD# 6441793
Asset Dedication, LLC
Score
98
Similar Advisors
Tiffany Ballard, financial advisor Ridgeland MS
Tiffany B. Ballard
CRD# 4521298
Bergland Wealth Management, Inc.
Score
103
Similar Advisors
Kelly Adams, financial advisor Ridgeland MS
Kelly L. Adams
CRD# 5526756
Wells Fargo Advisors Financial Network, LLC
Score
96
Company Name Location Dates Years
Raymond James Financial Services Advisors, Inc. Ridgeland, MS Jan 2009 - Current 7
Walton Investments Inc. Ridgeland, MS Jul 2002 - Current 14
Raymond James Financial Services, Inc. Ridgeland, MS Jul 1986 - Current 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Robert E. Walton
Phone Number: 727-567-5877
Registered State(s):
  • MS
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
63

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.