Alan Johnson, financial advisor Scottsdale AZ

Alan Johnson

CRD Number: 1776563
Current Firm: Vanguard Advisers, Inc.

Alan Johnson (CRD# 1776563) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Scottsdale, AZ and has over 31 years of experience in the finance industry. Alan Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
The Vanguard Group, Inc. Scottsdale, AZ Mar 2021 - Current 3
Dividend Assets Capital Ridgeland, SC Feb 2017 - Mar 2021 4
Fifth Third Securities Muskegon, MI Jun 2003 - Jan 2017 13
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 1992
S63 Uniform Securities State Law Examination May 2021
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Alan E. Johnson
Phone Number: 610-669-1000
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    299,192
    MILLIONS
  • Total Number of Accounts
    634,470
    ACCOUNTS
  • Average Account Value
    $471,562
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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