Michelle Phillips, financial advisor Rio Rancho NM
93 score

Michelle Phillips

CRD Number: 1171592
Current Firm: Horter Investment Management, LLC

Michelle Phillips (CRD# 1171592) is an Investment Advisor Representative working at Horter Investment Management, LLC in Rio Rancho, NM and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Horter Investment Management, LLC Rio Rancho, NM Apr 2011 - Current 5
Center Street Securities, Inc. Rio Rancho, NM Oct 2010 - Current 6
Wells Fargo Bank, N.a. Albuquerque, NM Jan 2009 - Oct 2010 1
Wells Fargo Investments, LLC Albuquerque, NM Jan 2008 - Dec 2009 1
Wachovia Securities, LLC Albuquerque, NM Aug 2000 - Jan 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination Jun 2000
Contact Info for Michelle L. Phillips
Phone Number: 513-984-9933
Registered State(s):
  • NM
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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