James BiermaierCRD Number: 4428504
Current Firm: First Allied Advisory Services, Inc.
James Biermaier (CRD# 4428504) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in River Falls, WI and has over 15 years of experience in the finance industry.
Thrivent Investment Management Inc.
Mml Investors Services, LLC
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jul 2012 - Current||4|
|First Allied Securities, Inc.||San Diego, CA||Oct 2006 - Current||10|
|Wells Fargo Investments LLC||Hastings, MN||Mar 2004 - Oct 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2001|
|S66||NASAA Uniform Combined State Law Examination||Sep 2004|
Total Assets Under Management4,440MILLIONS
Total Number of Accounts26,339ACCOUNTS
Average Account Value$168,585
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV