Charles Klumpp (CRD# 1298392) is an Investment Advisor Representative working at Pacific Financial Advisory Group LLC in Temecula, CA and has over 30 years of experience in the finance industry.
CRD# 4876819
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
CRD# 2345668
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Klumpp Financial Llc Registered Investment Advisor | Mission Viejo, CA | Dec 2017 - Current | 6 |
| Sole Proprietor | Mission Viejo, CA | Jun 2016 - Current | 7 |
| Waddell & Reed | Riverside, CA | Jun 2016 - Feb 2017 | < 1 |
| Trilogy Financial | Corona, CA | Feb 2016 - Apr 2016 | < 1 |
| Transamerica Financial Advisors, Inc. | Murrieta, CA | Sep 2013 - Dec 2015 | 2 |
| Transamerica Financial Advisors, Inc. | Murrieta, CA | Aug 2013 - Dec 2015 | 2 |
| Access West Insurance | Murrieta, CA | Jul 2012 - Nov 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1993 |
| S65 | NASAA Investment Advisors Law Examination | May 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2013 |
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA
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