Luis Espinoza, financial advisor Riverside CA
71 score

Luis Espinoza

CRD Number: 4474528
Current Firm: First Financial Equity Corporation

Luis Espinoza (CRD# 4474528) is an Investment Advisor Representative working at First Financial Equity Corporation in Riverside, CA and has over 14 years of experience in the finance industry.

Similar Advisors
Daniel Sexton, financial advisor Riverside CA
Daniel E. Sexton
CRD# 5314524
Rs Crum Inc.
Score
103
Similar Advisors
Patrick Stark, financial advisor Riverside CA
Patrick Stark
CRD# 5677254
Rs Crum Inc.
Score
103
Similar Advisors
Laura Tarbox, financial advisor Riverside CA
Laura Tarbox
CRD# 727947
The Tarbox Group, Inc.
Score
103
Company Name Location Dates Years
First Financial Equity Corporation Riverside, CA Oct 2014 - Current 2
Espinoza Private Wealth Management Riverside, CA Jun 2010 - Current 6
Newport Coast Securities, Inc. Irvine, CA Jun 2012 - Oct 2014 2
Kovack Securities, Inc. Fort Lauderdale, FL Jun 2010 - Jun 2010 < 1
Kovack Advisors, Inc. Fort Laudredale, FL Jun 2010 - Jun 2010 < 1
Linsco Private Ledger Riverside, CA Nov 2007 - May 2010 2
American Express Financial Advisors Riverside, CA Nov 2001 - Nov 2007 6
Ids Life Insurance Company Riverside, CA Nov 2001 - Nov 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Luis M. Espinoza
Phone Number: 480-951-0079
Firm Website: http://www.ffec.com
Registered State(s):
  • CA
  • ID
  • NV
  • TX
By the Numbers
  • Total Assets Under Management
    2,865
    MILLIONS
  • Total Number of Accounts
    6,068
    ACCOUNTS
  • Average Account Value
    $472,074
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Luis Espinoza and other advisors.
BADGES
71

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.