Luis EspinozaCRD Number: 4474528
Current Firm: First Financial Equity Corporation
Luis Espinoza (CRD# 4474528) is an Investment Advisor Representative working at First Financial Equity Corporation in Riverside, CA and has over 14 years of experience in the finance industry.
Rs Crum Inc.
Rs Crum Inc.
The Tarbox Group, Inc.
|First Financial Equity Corporation||Riverside, CA||Oct 2014 - Current||2|
|Espinoza Private Wealth Management||Riverside, CA||Jun 2010 - Current||6|
|Newport Coast Securities, Inc.||Irvine, CA||Jun 2012 - Oct 2014||2|
|Kovack Securities, Inc.||Fort Lauderdale, FL||Jun 2010 - Jun 2010||< 1|
|Kovack Advisors, Inc.||Fort Laudredale, FL||Jun 2010 - Jun 2010||< 1|
|Linsco Private Ledger||Riverside, CA||Nov 2007 - May 2010||2|
|American Express Financial Advisors||Riverside, CA||Nov 2001 - Nov 2007||6|
|Ids Life Insurance Company||Riverside, CA||Nov 2001 - Nov 2007||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management2,865MILLIONS
Total Number of Accounts6,068ACCOUNTS
Average Account Value$472,074
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, MA, MD, MI, MN, MO, MT, NC, ND, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI