Thomas Loza (CRD# 5599411) is an Investment Advisor Representative working at Lpl Financial LLC in Riverside, CA and has over 15 years of experience in the finance industry.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2238419
Lpl Financial LLC
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Riverside, CA | Jul 2021 - Current | 2 |
| Loza, Beck & Associates LLC | Riverside, CA | Jun 2019 - Jul 2021 | 2 |
| Various Insurance Carriers For W & R Insurance Agencies | Riverside, CA | Dec 2008 - Jul 2021 | 12 |
| Waddell & Reed, Inc. | Riverside, CA | Sep 2008 - Jul 2021 | 12 |
| Riverside Community Health Foundation | Riverside, CA | Jan 2018 - Jun 2020 | 2 |
| Loza, Beck & Associates (dba) | Riverside, CA | Feb 2018 - Jun 2019 | 1 |
| Riverside Community Health Foundation | Riverside, CA | Jan 2001 - Jan 2017 | 16 |
| Latino Network | Riverside, CA | Jan 2011 - Sep 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2009 |
- CA
- TX
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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