David GaleCRD Number: 5463970
Current Firm: Northwestern Mutual Investment Services,llc
David Gale (CRD# 5463970) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Riverton, WY and has over 10 years of experience in the finance industry.
Lpl Financial LLC
Cetera Investment Advisers LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||2|
|Northwestern Mutual Investment Services LLC||Riverton, WY||Jan 2008 - Current||10|
|Northwestern Mutual Life Insurance Co||Milwaukee, WI||Jan 2008 - Current||10|
|Northwestern Mutual Investment Services, LLC||Riverton, WY||Mar 2011 - Mar 2016||5|
|Wyoming State Bank||Laramie, WY||Aug 2006 - Jan 2008||1|
|Sherry's Mgmt Corporation||Laramie, WY||Aug 2004 - Aug 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2011|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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